| 1. | VASPs shall retain the following types of records relating to AML/CFT in accordance with Federal AML-CFT Laws—
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| | a. | Virtual Asset transaction records, including operational and statistical records, documents and information (whether or not recorded on public distributed ledgers) concerning all transactions executed or processed by the VASP; |
| | b. | CDD records, including records, documents, and information about clients (e.g. account files and business correspondence), and results from the investigation and analysis of clients’ activities; |
| | c. | information relating to third parties engaged by the VASP to undertake CDD; |
| | d. | records relating to ongoing monitoring of business relationships with clients; and |
| | e. | Suspicious Transaction reports made in accordance with Rule III.F of this Compliance and Risk Management Rulebook.
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| 2. | VASPs shall retain all records required in Rule III.I.1 for a period of no less than eight (8) years.
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