| 1. |
VASPs shall retain the following types of records relating to AML/CFT in accordance with the Federal AML-CFT Laws—
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a. |
Virtual Asset transaction records, including operational and statistical records, documents and information [whether or not recorded on public distributed ledgers] concerning all transactions executed or processed by the VASP; |
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b. |
CDD records, including records, documents, and information about clients [e.g. account files and business correspondence], and results from the investigation and analysis of clients’ activities; |
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c. |
information relating to third parties engaged by the VASP to undertake CDD; |
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d. |
records relating to ongoing monitoring of business relationships with clients; and |
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e. |
Suspicious Transaction reports made in accordance with Rule III.F of this Compliance and Risk Management Rulebook.
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| 2. |
VASPs shall retain all records required in Rule III.H.1 for a period of no less than eight [8] years.
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