Exchange Services Rulebook
- Introduction
- Part I – Additional Board Requirements
- Part II – Policies, Procedures and Public Disclosures
- Part III – Exchange Services Rules
- Part IV – Margin Trading Rules
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Part V – Exchange Traded Derivative Services Rules
- A. General Requirements
- B. VARA approval and powers
- C. Client suitability and assessment
- D. Segregation of ETD Services
- E. Client communication and disclosures
- F. ETD Services Agreement
- G. Margin and leverage limits
- H. Perpetual ETDs.
- I. Insurance Funds
- J. Monitoring, notification and close-out
- K. Negative account balance and use of Insurance Fund
- L. Records, reporting and notification
- Schedule 1–Definitions