E. Prohibition of Insider Dealing and of Unlawful Disclosure
| 1. | No Entity shall— |
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| a. | engage or attempt to engage in Insider Dealing; | |||
| b. | recommend that another Entity engage in Insider Dealing or induce or otherwise facilitate another Entity to engage in Insider Dealing; or | |||
| c. | engage or attempt to engage in Unlawful Disclosure. |
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