Part V – VA Activity Rulebooks
Effective from Feb 07 2023 - Jun 04 2023
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| 1. | Rulebooks. VASPs must comply at all times with the following Rulebooks, as may be amended from time to time— |
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| a. | Company Rulebook; | |||
| b. | Compliance and Risk Management Rulebook; | |||
| c. | Technology and Information Rulebook; and | |||
| d. | Market Conduct Rulebook. |
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| 2. | VA Activity specific Rulebooks. In addition to the Rulebooks in Regulation V.1 above, VASPs must comply at all times with each of the following Rulebooks that correspond to the VA Activity[ies] it is Licensed to carry out, as may be amended from time to time— |
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| a. | Advisory Services Rulebook; | |||
| b. | Broker-Dealer Services Rulebook; | |||
| c. | Custody Services Rulebook; | |||
| d. | Exchange Services Rulebook; | |||
| e. | Lending and Borrowing Services Rulebook; | |||
| f. | Payments and Remittances Services Rulebook; and | |||
| g. | VA Management and Investment Services Rulebook. |
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