Updates to Regulatory Framework
Showing results 181 to 200 of 802
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part III – Anti-Money Laundering and Combating the Financing of Terrorism
182 . C. Margin Trading Obligations (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part IV – Margin Trading Rules
183 . B. Client Instructions (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Custody Services Rulebook | Part V – Collateral Wallet Services Rules
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part IV - Licensed Distribution Services Rules
185 . D. Risk Assessments (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part III – Anti-Money Laundering and Combating the Financing of Terrorism
186 . C. AML/CFT Controls (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part III – Anti-Money Laundering and Combating the Financing of Terrorism
187 . J. Staff Management and Training (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part I – Compliance Management
188 . H. Regulatory Reporting (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part I – Compliance Management
189 . F. Books and Records (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part I – Compliance Management
190 . E. Operation Management (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part I – Compliance Management
191 . A. General Principles (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part I – Compliance Management
192 . F. Notifications and other Requirements (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VI – Capital and Prudential Requirements
193 . B. Insolvency (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VII – Insolvency and Wind Down
194 . D. Mergers and Acquisitions (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VIII – Material Change to Business or Control
195 . C. Change of Control (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VIII – Material Change to Business or Control
196 . B. Cessation of Business (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VIII – Material Change to Business or Control
197 . A. No Material Change (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VIII – Material Change to Business or Control
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part V – Environmental, Social and Governance
199 . E. Mandatory ESG Disclosure Requirements (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part V – Environmental, Social and Governance
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part V – Environmental, Social and Governance