Updates to Regulatory Framework
Showing results 181 to 200 of 774
181 . B. The Board (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part I – Company Structure
182 . Introduction (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part I – Company Structure
183 . Schedule 1 – Definitions (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Lending and Borrowing Services Rulebook
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Lending and Borrowing Services Rulebook | Part II – Lending and Borrowing Services Rules
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Custody Services Rulebook | Part IV – Staking from Custody Services Rules
186 . Schedule 1 – Definitions (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Advisory Services Rulebook
187 . H. Reporting and Notification (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Custody Services Rulebook | Part V – Collateral Wallet Services Rules
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Custody Services Rulebook | Part V – Collateral Wallet Services Rules
189 . Schedule 1 – Definitions (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook
190 . C. Conflicts of Interest (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part II – Corporate Governance
191 . G. Transactions with Related Parties (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part II – Corporate Governance
192 . B. Qualification (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part III – Fit and Proper Requirements
193 . F. Honesty, Integrity and Reputation (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part III – Fit and Proper Requirements
194 . K. Client Agreements (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
195 . I. Receipt and Transmission of Orders (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
196 . H. Management Practices (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
197 . F. Fees and Charges (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
198 . E. Client Reporting & Valuation (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
199 . A. Client Suitability (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
200 . D. Risk Management and Due Diligence (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Lending and Borrowing Services Rulebook | Part II – Lending and Borrowing Services Rules