Updates to Regulatory Framework
Showing results 301 to 320 of 803
301 . A. Client Suitability (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Advisory Services Rulebook | Part II – Advisory Services Rules
302 . B. Direct Right of Ownership (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part III – Additional Compliance Obligations of ARVA Issuers
303 . E. Redemptions (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part III – Additional Compliance Obligations of ARVA Issuers
304 . G. Capital Requirements (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part III – Additional Compliance Obligations of ARVA Issuers
305 . C. Reserve Assets (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part III – Additional Compliance Obligations of ARVA Issuers
306 . A. Additional Whitepaper Disclosures (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part II – Additional Disclosures
307 . B. Additional Ongoing Disclosures (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part II – Additional Disclosures
308 . A. Application (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Part III – Whitepapers and Public Disclosures
309 . D. Category 1 VA Issuance (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Part I – Licence Requirements
310 . A. Marketing Regulations (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part I – Marketing, Advertising and Promotions
311 . A. Complaints Handling Requirements (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part III – Complaints Handling
312 . B. Complaints Handling Procedures (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part III – Complaints Handling
313 . A. Investor Classifications (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part IV – Investor Classifications
314 . Part V – Public Disclosures (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part V – Public Disclosures
316 . B. Board and Staff Positions (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part VI – Market Transparency
317 . A. General Prohibition (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part VII – Trading Own Account
318 . B. Group Entities (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part VII – Trading Own Account
319 . B. Implementation and Control (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part VIII – VA Standards
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Part I – Technology Governance, Controls and Security