Updates to Regulatory Framework
Showing results 261 to 280 of 472
261 . C. Industry Experience (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part III – Fit and Proper Requirements
262 . A. General Principles (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part III – Fit and Proper Requirements
263 . F. Insiders’ Transactions (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part II – Corporate Governance
264 . E. Group Governance (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part II – Corporate Governance
265 . D. Information Disclosure (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part II – Corporate Governance
266 . C. Conflicts of Interest (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part II – Corporate Governance
267 . B. Segregation of Duties (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part II – Corporate Governance
268 . B. The Board (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part I – Company Structure
269 . A. Company Ownership Structure (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part I – Company Structure
270 . Introduction (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook
271 . K. Client Agreements (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
272 . J. Risk Management and Due Diligence (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
273 . I. Receipt and Transmission of Orders (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
274 . H. Management Practices (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
275 . G. Marketing (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
276 . F. Fees and Charges (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
277 . E. Client Reporting & Valuation (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
278 . D. Impermissible Activities (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
279 . C. Verification of Information (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
280 . B. Staff Competency (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules