Updates to Regulatory Framework
Showing results 261 to 280 of 774
261 . A. Compliance with Margin Trading Rules (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part III – Margin Trading Rules
262 . C. Advisory Services (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part II – Trading and Execution Rules
263 . B. Dealing as Principal (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part II – Trading and Execution Rules
264 . A. Policies and Procedures (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part I – Polices, Procedures and Public Disclosures
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part I – Approval Requirements
267 . C. Significant ARVA Issuers (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part I – Approval Requirements
268 . Part II – Additional Disclosures (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules
269 . B. Staff Competency (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Advisory Services Rulebook | Part II – Advisory Services Rules
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part III – Additional Compliance Obligations of ARVA Issuers
272 . A. Client Suitability (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Advisory Services Rulebook | Part II – Advisory Services Rules
273 . B. Direct Right of Ownership (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part III – Additional Compliance Obligations of ARVA Issuers
274 . E. Redemptions (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part III – Additional Compliance Obligations of ARVA Issuers
275 . G. Capital Requirements (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part III – Additional Compliance Obligations of ARVA Issuers
276 . C. Reserve Assets (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part III – Additional Compliance Obligations of ARVA Issuers
277 . A. Additional Whitepaper Disclosures (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part II – Additional Disclosures
278 . B. Additional Ongoing Disclosures (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part II – Additional Disclosures
279 . A. Application (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Part III – Whitepapers and Public Disclosures
280 . D. Category 1 VA Issuance (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Part I – Licence Requirements