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Updates to Regulatory Framework
Showing results 281 to 300 of 802
281 . B. Property Interests and Protection of Client Virtual Assets ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part II – VA Transfer and Settlement Rules
282 . A. General Requirements ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part II – VA Transfer and Settlement Rules
283 . Part IV - Licensed Distribution Services Rules ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook
284 . B Public Disclosures ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part I – Policies, Procedures and Public Disclosures
285 . A Policies and Procedures ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part I – Policies, Procedures and Public Disclosures
286 . D. Prudential Requirements, Initial Margin and Maintenance Margin ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part III – Margin Trading Rules
287 . C. Margin Trading Obligations ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part III – Margin Trading Rules
288 . B. VARA Approval and Powers ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part III – Margin Trading Rules
289 . A. Compliance with Margin Trading Rules ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part III – Margin Trading Rules
290 . C. Advisory Services ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part II – Trading and Execution Rules
291 . B. Dealing as Principal ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part II – Trading and Execution Rules
292 . A. Policies and Procedures ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part I – Polices, Procedures and Public Disclosures
293 . Annex 2: Asset-Referenced Virtual Assets Issuance Rules ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook
294 . B. General Requirements for VARA Approval ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part I – Approval Requirements
295 . C. Significant ARVA Issuers ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part I – Approval Requirements
296 . Part II – Additional Disclosures ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules
297 . B. Staff Competency ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Advisory Services Rulebook | Part II – Advisory Services Rules
298 . Part III – Additional Compliance Obligations of ARVA Issuers ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules
299 . A. Value of an Asset-Referenced Virtual Asset ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part III – Additional Compliance Obligations of ARVA Issuers
300 . A. Client Suitability ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Advisory Services Rulebook | Part II – Advisory Services Rules