Updates to Regulatory Framework
Showing results 101 to 120 of 774
101 . A. Company Ownership Structure (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part I – Company Structure
102 . C. Responsible Individuals (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part I – Company Structure
103 . D. Senior Management (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part I – Company Structure
104 . E. Company Secretary (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part I – Company Structure
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part IV – Outsourcing Management
106 . Introduction (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part V – Environmental, Social and Governance
107 . A. Application (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VI – Capital and Prudential Requirements
108 . Schedule 1 – Definitions (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook
109 . B. Paid-Up Capital (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VI – Capital and Prudential Requirements
110 . C. Net Liquid Assets (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VI – Capital and Prudential Requirements
111 . D. Insurance (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VI – Capital and Prudential Requirements
112 . E. Reserve Assets (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VI – Capital and Prudential Requirements
113 . A. Wind Down Plan (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VII – Insolvency and Wind Down
114 . Schedule 1 – Definitions (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook
115 . C. Voluntary ESG Disclosure Requirements (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part V – Environmental, Social and Governance
116 . E. Sub-Outsourcing (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part IV – Outsourcing Management
117 . Introduction (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook
118 . Introduction (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook
119 . B. Compliance Management System (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part I – Compliance Management
120 . H. Default Rules (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part II – VA Transfer and Settlement Rules