Updates to Regulatory Framework
Showing results 561 to 580 of 759
561 . F. Insiders’ Transactions (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part II – Corporate Governance
562 . E. Group Governance (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part II – Corporate Governance
563 . D. Information Disclosure (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part II – Corporate Governance
564 . C. Conflicts of Interest (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part II – Corporate Governance
565 . B. Segregation of Duties (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part II – Corporate Governance
566 . B. The Board (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part I – Company Structure
567 . A. Company Ownership Structure (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part I – Company Structure
568 . Introduction (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook
569 . K. Client Agreements (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
570 . J. Risk Management and Due Diligence (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
571 . I. Receipt and Transmission of Orders (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
572 . H. Management Practices (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
573 . G. Marketing (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
574 . F. Fees and Charges (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
575 . E. Client Reporting & Valuation (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
576 . D. Impermissible Activities (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
577 . C. Verification of Information (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
578 . B. Staff Competency (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
579 . A. Client Suitability (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook