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Updates to Regulatory Framework
Showing results 281 to 300 of 804
281 . A. Compliance with Licensed Distribution Services Rules ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part IV - Licensed Distribution Services Rules
282 . D. Client Disclosures ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part II – VA Transfer and Settlement Rules
283 . C. Authorisation and Responsibility for Transmissions, Transfers and/or Settlements ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part II – VA Transfer and Settlement Rules
284 . B. Property Interests and Protection of Client Virtual Assets ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part II – VA Transfer and Settlement Rules
285 . A. General Requirements ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part II – VA Transfer and Settlement Rules
286 . Part IV - Licensed Distribution Services Rules ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook
287 . B Public Disclosures ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part I – Policies, Procedures and Public Disclosures
288 . A Policies and Procedures ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part I – Policies, Procedures and Public Disclosures
289 . D. Prudential Requirements, Initial Margin and Maintenance Margin ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part III – Margin Trading Rules
290 . C. Margin Trading Obligations ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part III – Margin Trading Rules
291 . B. VARA Approval and Powers ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part III – Margin Trading Rules
292 . A. Compliance with Margin Trading Rules ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part III – Margin Trading Rules
293 . C. Advisory Services ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part II – Trading and Execution Rules
294 . B. Dealing as Principal ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part II – Trading and Execution Rules
295 . A. Policies and Procedures ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part I – Polices, Procedures and Public Disclosures
296 . Annex 2: Asset-Referenced Virtual Assets Issuance Rules ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook
297 . B. General Requirements for VARA Approval ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part I – Approval Requirements
298 . C. Significant ARVA Issuers ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules | Part I – Approval Requirements
299 . Part II – Additional Disclosures ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Annex 2: Asset-Referenced Virtual Assets Issuance Rules
300 . B. Staff Competency ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Advisory Services Rulebook | Part II – Advisory Services Rules