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Displaying 341 - 350 of 473
341 .
F. Risk disclosure statement
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Custody Services Rulebook | Part IV – Staking from Custody Services Rules
342 .
B. Dealing as Principal
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part II – Trading and Execution Rules
343 .
B. Board and Staff Positions
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part VI – Market Transparency
344 .
B. Board and Staff Positions
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part VI – Market Transparency
345 .
E. Margin Trading Agreement
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part IV – Margin Trading Rules
346 .
E. Client Due Diligence
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part III – Anti-Money Laundering and Combating the Financing of Terrorism
347 .
Schedule 1 – Definitions
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook
348 .
A. General Principles
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part III – Fit and Proper Requirements
349 .
F. Compliance Responsibility
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VII – Sponsored VASPs
350 .
B. Whitepaper Requirements
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Schedule 1 – VA Whitepaper Requirements
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