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Displaying 141 - 150 of 473
141 . Schedule 1– Definitions
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Custody Services Rulebook
142 . C. Duties of the Compliance Officer
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part I – Compliance Management
143 . C. Duties of the Compliance Officer
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part I – Compliance Management
144 . A. No Material Change
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VIII – Material Change to Business or Control
145 . A. No Material Change
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VIII – Material Change to Business or Control
146 . D. Prudential Requirements, Initial Margin and Maintenance Margin
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part III – Margin Trading Rules
147 . D. Prudential Requirements, Initial Margin and Maintenance Margin
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part IV – Margin Trading Rules
148 . B. Public Disclosures
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Advisory Services Rulebook | Part I – Policies, Procedures and Public Disclosures
149 . B Public Disclosures
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part I – Policies, Procedures and Public Disclosures
150 . B. Power to Classify Virtual Assets
VARA Rulebook | Laws & Regulations | Regulations | Virtual Assets and Related Activities Regulations 2023 | Part II – Issuing Virtual Assets